United Kingdom
Wealth firm’s DB transfers to be scrutinised
To assess if some clients are due compensation for the advice they were given
PEOPLE MOVES: Barings, JTC, Deutsche Bank
Global investment manager names CEO, as private client services provider hires chief risk officer
STM Group secures £5.5m for acquisitions
Which it plans to use up by April 2022
Best Practice | 5 Nov 20
CISI unveils e-learning course on vulnerable clients
‘Appropriate treatment’ of these customers is a ‘key concern for regulators’ globally
New UK wealth firm buys IFA business
Company says it will be ‘selectively considering acquisition opportunities’