United Kingdom
Alternatives | 21 Dec 20
RBC Wealth Management bolsters alternative investment offering
As it partners with US-headquartered fintech firm
Charles Schwab UK fined £9m for failing to protect client assets
It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator
FCA admits ‘mistakes’ in mini-bond and collapsed fund scandals
Bondholders will be able to claim compensation from regulator, economic secretary says
UK wealth firm wants to be ‘leader’ in sports advice market
Ex-footballer would be ‘surprised’ if other private client firms didn’t have plans to bolster offering for pros
PEOPLE MOVES: Quilter, SJP, Axa Investment Managers
Financial services giant appoints managing directors of advice, as wealth manager names chairman