United Kingdom
AES under regulatory restrictions in the UK
But the firm’s CEO tells IA they were placed on the business by the FCA on a ‘voluntary basis’
£10m Gibraltar Qrops case gets green light for UK trial
62 investors allege they received ‘unsuitable’ pension transfer advice
Phoenix Group makes £15m investment in fintech firm
Following £35m funding from Legal & General and Lloyds Banking Group
Husband and wife duo found guilty of £2.7m investment scam
‘Callous and cruel’ fraud involved cold-calling elderly and inexperienced investors
UK advice firm expands footprint with £3.9m acquisition
As it receives funding from bank to finance its growth plans