United Kingdom
Trio jailed for a total of 24.5 years for £1.2m investment fraud
FCA says it will continue to ‘identify and disrupt rogue traders operating in the UK’
UK financial watchdog orders wealth manager to cease operations
Police arrest 48-year-old man in connection with regulator’s concerns
IFA group purchases UK advice company
Founder of the acquired firm will be retiring with immediate effect
Best Practice | 6 Apr 23
PFS unveils independent governance review
CEO of the professional body says findings and suggestions will help ease members’ concerns
PEOPLE MOVES: MFSA, Nomura, Marlborough
Malta regulator names CEO, as bank expands Asia wealth operation