Regulation
Dubai regulator fines director of failed wealth firm
He carried out client transactions without approval and ‘engaged in misleading and deceptive conduct’
What happens when a Will is caught between two countries?
A barrister breaks down a recent case to help advisers know how best to help international clients
Legal blow to Indian central bank as crypto ban overturned
Two years after it ordered regulated firms to stop dealing in virtual currencies
New regulations force paradigm shift in adviser business plans
Worries that revenue sources will dry up, as 2020 predicted to be the ‘year of consolidation’
NRI Adviser | 26 Feb 20
Dubai regulator fines DIFC firm $105,000 for unauthorised work
The failure of the representative office to have sufficient controls is taken ‘seriously’