Regulation
Best Practice | 21 Feb 24
How to meet financial regulation in the letter and the spirit of the law
Suitability regulations should be more than a box-ticking exercise, writes Oxford Risk’s Greg Davies
Morningstar: There’s no finish line in sight for Consumer Duty
The race for Consumer Duty has only just begun, writes Morningstar’s Steve Owen
Regulation | 13 Feb 24
Fairer Finance launches Consumer Duty tool
Tool uses ‘complete and continuously maintained datasets’
Latest news | 13 Feb 24
FCA bans and fines former London Capital & Finance man over minibonds
Floris Jakobus Huisamen told to hand over £31,800
All-Party Parliamentary Group questions FCA over support for Woodford compensation scheme
MPs Siobhain McDonagh, Bob Blackman and Baroness Bowles voiced concerns over removal of consumer proections