United Kingdom
FCA warns IFA over DB transfer advice
Advice given to customers, including members of the British Steel Pension Scheme, was ‘not compliant’
STM life subsidiaries suffer regulatory setback
But group states that ‘no action has been taken’ by the Gibraltar watchdog
Wealth manager opens office in Cambridge
A former True Potential financial planner has joined the company to run the operation
How ongoing suitability review costs are plaguing advice firms
Companies are considering strategies to manage their lower-value clients
PEOPLE MOVES: Utmost International, Manulife IM, LGT WM
Insurer bolsters Singapore operation, as investment manager names global head of retail