Tax & Regulation
Nigel Green hit with ZAR 2.5m fine and ban in South Africa
As the former deVere business – now Brite Advisors – loses its financial services provider licence and is handed ZAR 10m penalty
UK lifeboat scheme cuts 2022/23 levy to £625m
But compensation payouts expected to be greater than last year
Best Practice | 26 May 22
Ailo unveils vulnerability code of conduct
It will help members ‘evolve strong and consistent behaviours’ to confidently serve clients
Protestors slam FCA’s ‘chronic and catastrophic’ failings
They also accused the regulator of being ‘morally bankrupt’ as they marched to Parliament
BNY Mellon fined $1.5m for ESG ‘mis-statements’
Watchdog warns firms it will hold them accountable for inaccurate descriptions of products