Tax & Regulation
Ex-UBS employee banned by Singapore regulator
He forged documents and falsified emails on background checks to make clients look tax compliant
FCA platform switching proposals fall flat with industry
In specie transfers, exit fees and share class conversion among the issues
Best Practice | 14 Jun 19
How to advise vulnerable clients
UK financial watchdog has made it clear that firms are expected to take up the challenge
Canada introduces ownership register for private companies
Any ‘individual with significant control’ must be declared – but it won’t be public
Eight firms declared bust by UK lifeboat scheme
FSCS satisfied companies are unable to pay claims paving way for clients to pursue compensation