Tax & Regulation
Qatar plans central regulator for Islamic finance sector
Financial services firms have been self-governing until now
American CFO charged with defrauding retail investors
His firm raised more than $322m from 3,600 investors in four years
Aussie watchdog wealth management investigations up by 216%
The Australian watchdog issued five infringement notices and A$307,800 in penalties in H1 2019
Prudential loses court case over £12bn annuity transfer
But agreement with Rothesay Life ‘remains in place’
Ex Barclays Wealth COO dodges ban over misconduct
But UK regulator issued a public notice regarding his actions