Tax & Regulation
UAE-based firm receives US licence
Firm will target UK expats in the states, which it claims lacks ‘suitability-qualified advisers’
UK regulator forks out £90,000 in fraudulent ads fight
FCA forced to pay for its own adverts to battle misleading promotions on Google
Tilney and Smith & Williamson merger delayed
‘Unprecedented circumstances have inevitably led’ to a postponement in the M&A deal
Complaints to UK regulator soared in H2 2019
Increase of two million complaints but average redress lower than first half of the year
Aussie watchdog delays regulatory work
To assist and support firms during the covid-19 pandemic