Tax & Regulation
How Spanish advisers are dealing with coronavirus
The country has been one of the worst hit by the pandemic in Europe
US regulator settles charges with advice firms
Over $139m sent back to investors since start of its self-reporting initiative
UAE-based firm receives US licence
Firm will target UK expats in the states, which it claims lacks ‘suitability-qualified advisers’
UK regulator forks out £90,000 in fraudulent ads fight
FCA forced to pay for its own adverts to battle misleading promotions on Google
Tilney and Smith & Williamson merger delayed
‘Unprecedented circumstances have inevitably led’ to a postponement in the M&A deal