Tax & Regulation
Best Practice | 15 Sep 20
‘Too many scandals’ prompt FCA to take action
Aim is to ‘ensure people can better navigate financial services to invest for the future’
UK regulator netted £224m from enforcement action
Sum is slight decline compared to the previous financial year
UK advisory firm fined for unauthorised pension cold calling
Company ‘clearly flouted the law when it should have known better’
‘Serious catalogue of failures’ at Jersey wealth firm
As regulator warns investors about the risk of fraudsters
FCA under fire over ‘scandalous’ self-review
Watchdog’s compensation proposals are ‘intellectually dishonest and morally questionable’