Tax & Regulation
Is the Senior Managers & Certification Regime ‘fit for purpose’?
FOI finds that regulation has sparked just one enforcement action in nearly five years
Singapore regulator bans wealth manager for life
For his role in the scandal-hit Malaysian sovereign wealth fund 1MDB
Brooks Macdonald Int’l agrees settlement with Jersey regulator
After an investigation into the quality of information and suitability of advice given to clients
Best Practice | 26 Oct 20
Pimfa calls for supervision of unregulated financial promotions
Trade body argues it would improve market and reduce burden on lifeboat scheme
UAE Central Bank to merge with Insurance Authority
‘Surprise turn’ as the country looks to raise ‘the efficiency and competitiveness’ in the industry