UK regulator issues warning to three DFM senior managers
FCA says they were allegedly involved in a ‘coordinated arrangement’ which led to ‘customers suffering financially’
Sony eyes listing of financial services operation
It could take place within the next two-to-three years
Investec profits climb but assets dip as it prepares for Rathbones merger
FuM fell 4.5% to £61bn due to unfavourable market movements
Why wealth firms should make mental health a priority
‘No one should struggle alone with their mental health’
PEOPLE MOVES: Ardevora AM, CII, Evelyn Partners
Investment firm appoints CEO, as professional body names interim vice president for local institutes