UK regulator bans and fines financial adviser
After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’
Platform unveiled by Mitsubishi UFJ Financial Group wealth arm
In a bid to expand its client base of Japanese HNWs
Advisers worried higher levies will hurt clients
And impact their profitability as current climate is seen as unsustainable
Global Ponzi scheme fraudster Bernie Madoff has died
He scammed 37,000 people in 136 countries out of nearly $65bn
Ex-IFA loses Sipp fraud conviction appeal
Six-year sentence was not ‘manifestly excessive or in any way wrong in principle’