News
Offshore structured product research service unveiled
UK-based structured product specialist FVC has launched an offshore version of its Structured Edge research service, which is free for financial advisers to access.
Dubai adviser convicted in landmark criminal case
A financial adviser from the UK has been convicted of running a business in Dubai without a licence, in what is understood to be the first conviction of its kind in the UAE.
What the raids on Convoy Global mean for Hong Kong’s advisers
Raids by Hong Kong’s anti-corruption commission have forced one of the special administrative region’s biggest financial advice firms into the harsh glare of media and public scrutiny.
Best Practice | news 29 Jan 18
Younger investors more at risk online
Young people are most at risk of investing in fraudulent schemes pushed on social media, the UK regulator has warned.
Best Practice | news 29 Jan 18
Isle of Man cracks down on unlicenced activity
The Isle of Man Financial Services Authority (FSA) is taking a “proactive initiative” to clamp down on financial services professionals conducting regulated activities without a licence.