Vulnerable clients
Best Practice | 19 Jan 21
PFS unveils financial vulnerability taskforce
To promote a ‘greater understanding of clients’
Best Practice | 5 Nov 20
CISI unveils e-learning course on vulnerable clients
‘Appropriate treatment’ of these customers is a ‘key concern for regulators’ globally
Aussie adviser charged with dishonest conduct
His assets have been frozen and he cannot leave the country
Best Practice | 29 Jul 20
More than 24 million vulnerable clients in UK, says watchdog
‘Pressure is on for companies, government and charities to tackle’ this growing problem
Best Practice | 26 Jun 20
What does it really take to advise vulnerable clients?
Awareness is on the rise, but vulnerability doesn’t only apply to elderly customers