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ANNOUNCEMENT: Read more financial articles on our partner site, click here to read more.

UBS

UBS incorrectly classified certain joint accounts as PI accounts when they should have been classified as non-professional investors’ accounts

Companies | 28 Oct 25

UBS hires raft of new advisers across US

It includes three new hires in Arizona, South Carolina and Tennessee, plus a new team of five in Michigan

UBS incorrectly classified certain joint accounts as PI accounts when they should have been classified as non-professional investors’ accounts

Investment | 21 Oct 25

Hong Kong regulator fines UBS $8m for professional investor misclassification

UBS incorrectly classified certain joint accounts as PI accounts

Hands opens door to a conference room.

Companies | 20 Feb 24

LGT Wealth Management to open new offices

The firm also makes hires as part of new Manchester office

Caroline Simmons

Companies | 25 Jan 24

Quilter Cheviot appoints UBS’s UK wealth CIO to succeed Gwyther

Caroline Simmons will take up chief investment officer role in March

People Moves: Canaccord Genuity, Evelyn Partners, UBS

Industry | 24 Nov 23

People Moves: Canaccord Genuity, Evelyn Partners, UBS

Professional services group appoints partner as wealth manager promotes employee to country head

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.