SFC
Hong Kong relationship manager banned for 10 years
After ‘misrepresenting’ her academic qualifications to former employers Julius Baer and Bank of Singapore
Strong demand in Hong Kong for structured products
Equity-linked vehicles and collective investment schemes were the two biggest sellers in 2020
PEOPLE MOVES: HSBC AM, Deutsche Bank WM, Aegon AM
Asset manager names global fixed income CIO, as bank hires group head of south-east Asia
Boiler room fraudsters ordered to refund $3.2m to victims
Investors were cold-called and pressured into opening trading accounts to invest in securities
Hong Kong regulator freezes accounts linked to social media scam
Other watchdogs in Singapore and Malaysia warned investors against trading incited in social media platforms