SFC
RBC fined HK$7.7m for mishandling client assets
There is no evidence of losses for customers
Alternatives | 7 Jun 22
Hong Kong regulator issues warning to investors about NFTs
Firms reminded about licensing rules when marketing the asset as part of a collective investment scheme
Pyramid and Ponzi scheme fraudsters ordered to pay victims
They will hand back HK$2.8m
Martin Gilbert-backed firm forays into Hong Kong
To expand offering to Apac high net worth investors and family offices
Hong Kong regulator bans ex-BNP Paribas WM employee
After he ‘operated a client account discretionarily without obtaining written authorisation’