SFC

Asia | 6 Jan 25

He is currently not registered with the Hong Kong Monetary Authority or licensed by the SFC

Asia | 3 Jan 25

This marks first occasion where a Hong Kong practicing solicitor is convicted of secrecy provision offence under SFO

Asia | 2 Sep 24

His criminal convictions led the SFC to consider him not a fit and proper person to be licensed or registered to carry on regulated activities

Asia | 20 Feb 23

In a bid to make sure investors are ‘adequately protected and key risks are effectively managed’

Companies | 11 Jan 23

Sipp provider names interim CEO, while UAE advice firm makes c-suite change