SEC
SEC takes aim at Danske Bank over money-laundering in Estonia
High-risk customer transactions generated up to 99% of the branch’s profits
Four charged over roles in $295m global crypto Ponzi scheme
Investors were told they would receive minimum returns of 0.35% daily
SEC unveils stricter outsourcing requirements for advisers
Regulator places due diligence and monitoring in the spotlight
Kim Kardashian to pay $1.26m to settle crypto charges
She tried to sell digital assets on social media without disclosing she was being paid by the provider
Morgan Stanley fined $35m for client data failures in US
Personal information of 15 million wealth customers was allegedly not disposed of properly