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MAS

Asia | 11 Oct 19

Singapore regulator bans four advisers over misconduct

Three insurance agents and a bank employee misappropriated client funds

Asia | 3 Jul 19

Hong Kong regulator bans ex-Goldman Sachs man for life

In connection ‘with his crimes’ relating to Malaysia’s beleaguered sovereign wealth fund 1MDB

Asia | 20 Jun 19

Singapore regulator cancels advice firm’s licence

MAS said it takes a serious view of firms that fail to comply with its rules

Asia | 17 Jun 19

Ex-UBS employee banned by Singapore regulator

He forged documents and falsified emails on background checks to make clients look tax compliant

Asia | 28 May 19

PEOPLE MOVES: WH Ireland, Singapore regulator, Lyxor

Quilter Cheviot and Brewin Dolphin alums join private wealth management firm

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.