FCA
Just 11 FCA investigations into DB transfer misconduct in 2020
Despite a 26% increase in consumer complaints against firms
FCA abandons work on platform exit fees due to coronavirus
Proposed ban one of the few issues the regulator sought to address following platform market study
Quilter and FCA join forces to investigate unregulated firm
As fake introducer business claims to be an appointed representative of the wealth company
Best Practice | 11 Nov 20
What does the end of ‘gap-filling’ mean for advisers?
Relevance of older qualifications is being put under a microscope
FCA will not be a ‘zero-failure regulator’
Newly appointed CEO says it will ensure ‘risks are managed and consumers are adequately protected’