FCA
Best Practice | 26 Jan 21
Brooks Macdonald International issues scam warning
It is targeting investment management clients
Disbelief as UK lifeboat scheme levy forecast to hit £1bn
As regulators also eye increase to FSCS management budget
50% drop in firms with DB permissions in two years
Of the 1,310 companies giving pension transfer advice – 9% had no PI cover
FCA refuses to authorise more than 340 firms
As it prevents 12 financial advice companies from phoenixing
UK regulator rolls out DB transfer assessment tool
To examine financial advice given before October 2020