FCA
FCA stops Cyprus firm from selling CFDs to UK investors
It used a ‘variety of inappropriate techniques’ which included misleading promotion of products
UK government to pay £120m to stranded LCF bondholders
One investor defines ‘best outcome we could have hoped for’ as ‘hallelujah moment’
UK regulator bans and fines financial adviser
After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’
Need for ‘consistent’ DB advice sparks regulatory guidance
FCA says firms will need to change processes where ‘their approach falls short of the standards’
Child-grooming financial adviser faces ban
He was handed a 22-month prison sentence in 2017, suspended for 18 months