FCA
High court shuts down 7 mini bond companies
For mis-selling more than £20m in loan notes and taking £2m after they were insolvent
184 firms and individuals under FCA investigation
UK regulator received more than 2,700 allegations of misconduct from whistleblowers
Quilter DB legacy issue compensation pot hits £35m
H1 2021 results bolstered by international arm which is expected to be sold on 31 December
Alternatives | 9 Aug 21
British Steel adviser appeals proposed FCA £1.3m fine and ban
The decision notice will only take effect if Upper Tribunal supports the watchdog’s findings
FCA stops Cyprus firm from flogging CFDs to UK investors
Many Brits ‘were attracted’ to the company via social media accounts