FCA
FCA eyes faster removal of unused permissions
But watchdog cautioned against being ‘too heavy handed’
Investment adviser sentenced to nearly 6 years in prison
FCA will ‘pursue confiscation proceedings against him in order to try and seize his illegal gains’
FCA review of DB redress guidance is a ‘sensible measure’
Firms should ‘assess complaints about unsuitable advice fairly, consistently and promptly’
Child-grooming financial adviser fails to overturn FCA ban
But upper tribunal judge critical of how the regulator handled the case
British Steel IFA firm goes into liquidation
Deal to sell business and assets fell through