FCA
Latest news | 13 Feb 24
FCA bans and fines former London Capital & Finance man over minibonds
Floris Jakobus Huisamen told to hand over £31,800
All-Party Parliamentary Group questions FCA over support for Woodford compensation scheme
MPs Siobhain McDonagh, Bob Blackman and Baroness Bowles voiced concerns over removal of consumer proections
Tax & Regulation | 23 Jan 24
FCA accuses Blackburn-based man of defrauding 240 investors
A total of £19m allegedly taken in by the scheme
Trading tantrums: Should DIY platforms stop treating investors like children?
In restricting access to certain funds and trusts, are platforms making an assumption that DIY investors are incapable of grown-up value assessments?
Passives to be ‘significantly underrepresented’ in SDR labels
Morningstar analysis shows high number are not within the scope of FCA labelling regime