FCA
British Steel IFA firm goes into liquidation
Deal to sell business and assets fell through
High court shuts down 7 mini bond companies
For mis-selling more than £20m in loan notes and taking £2m after they were insolvent
184 firms and individuals under FCA investigation
UK regulator received more than 2,700 allegations of misconduct from whistleblowers
Quilter DB legacy issue compensation pot hits £35m
H1 2021 results bolstered by international arm which is expected to be sold on 31 December
Alternatives | 9 Aug 21
British Steel adviser appeals proposed FCA £1.3m fine and ban
The decision notice will only take effect if Upper Tribunal supports the watchdog’s findings