FCA
UK regulator extends 10% drop rule pause
Advice trade body believes the depreciation notice requirement ‘needs further reform in the longer term’
FCA to consult on British Steel pension transfer redress
Five months after stating it had ‘insufficient evidence’
Gam International Management handed £9.1m fine
And ex-bond manager receives a £230,037 penalty
FCA removes permissions of brokerage firm
Company was never authorised ‘to provide investment services’
Raymond James acquisition of Charles Stanley delayed
Completion date pushed back as firms do not believe they will get FCA approval in time