FCA

Companies | 31 Mar 22

‘Dear CEO’ letter follows plans to set up compensation scheme for victims

Companies | 31 Mar 22

343 advice firms will need to fork out a combined £9m to assess transfer suitability

Companies | 30 Mar 22

Sacked bond manager received £22,000 worth of gifts and entertainment

Companies | 30 Mar 22

It ‘failed in its primary duty to properly advise on the suitability’ of pension transfers, Ombudsman says

Companies | 29 Mar 22

Just two cases have resulted in penalties since the regime was introduced in 2016