FCA
What do advisers want from the FCA consumer duty reform?
Industry supportive of move but implementation timeline is ‘challenging’
FCA slammed over handling of mini-bond compensation
Including criticism of its complaints scheme under which redress ‘will never be available’
British Steel advice firm stopped from disposing of assets
Regulator says company ‘appears to have paid dividends’ rather than retaining funds for potential redress
PEOPLE MOVES: One Four Nine Group, ANZ, Titan Wealth
Advice consolidator names CFO, as bank makes c-suite change
FCA urges caution for firms using influencers for financial ads
It recommended investment companies take legal advice before using them in their promotions