FCA
PEOPLE MOVES: BennBridge, Maven Wealth, RBC WM
Investment boutique names CEO for Europe and UK, while wealth firm hires chief executive as it rebrands
20% of advisers ‘in the dark’ about FCA Consumer Duty
Some don’t even believe ‘it will add any value to consumer outcomes’
Hartley Pensions names CEO
Just two months after receiving a ‘no new business’ restriction from the FCA
Wealth firm that issued mini-bonds enters administration
Around 40 clients invested roughly £4m in the absolute return forex bond
Emergency asset retention rules hit British Steel advice firms
To ensure they don’t weasel out of paying compensation to victims