FCA
FCA to launch selling probe into commission practices on protection products
The FCA will focus primarily on the sale of four specific types of products
Regulation | 19 Aug 24
FCA cancels regulatory permission of Premier League football club Wolves
The FCA’s action took effect on 16 August 2024
Regulation | 19 Aug 24
Unique regulatory challenges presented by overseas appointed representatives
One of the top level challenges for principal firms is the differences in culture and language
Regulation | 16 Aug 24
PwC fined £15m for not alerting FCA during audit to suspected LCF mini bond fraud
This is the first time the FCA has fined an audit firm
FCA bans and fines insurance adviser for dishonest and reckless conduct
He was found to have failed to pass on insurance premiums from clients to providers, effectively leaving clients without cover