FCA

Companies | 13 Feb 23

IFA firm accused of misappropriating client funds

Around £1.5m was reportedly transferred to the personal accounts of the company’s sole director

Best Practice | 8 Feb 23

FCA expects firms to make ‘fundamental changes’ for Consumer Duty

But it wants to work together with industry to ‘rebuild trust and confidence’

Companies | 7 Feb 23

Unauthorised investment firm and director sued

FCA wants to recover £2.8m that was taken ‘unlawfully’ from retail investors

Companies | 6 Feb 23

FCA tells crypto firms to comply with financial promotions regime

But regulator is struggling to tackle unauthorised businesses targeting Brits

Companies | 3 Feb 23

8,600 ads blocked in FCA crackdown on financial promotions

14 times more than in 2021