FCA
UK wealth manager buys London-based IFA firm
Acquired business offers advice predominantly to female high net worth clients
FCA to review treatment of politically exposed persons
Regulator will ‘take prompt action if any significant deficiencies are identified in the arrangements of any firm assessed’
Financial advice company fails
With the FSCS receiving claims relating to the British Steel Pension Scheme
Duo face bans and £1.3m fine over pension transfer advice
They have referred the FCA decision notices to the Upper Tribunal
Pension transfer activity falls to lowest level in five years
As FCA updates guidance on how to support vulnerable clients when providing pension transfer advice