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FCA

Companies | 16 Nov 20

Just 11 FCA investigations into DB transfer misconduct in 2020

Despite a 26% increase in consumer complaints against firms

Industry | 16 Nov 20

FCA abandons work on platform exit fees due to coronavirus

Proposed ban one of the few issues the regulator sought to address following platform market study

Companies | 13 Nov 20

Quilter and FCA join forces to investigate unregulated firm

As fake introducer business claims to be an appointed representative of the wealth company

Best Practice | 11 Nov 20

What does the end of ‘gap-filling’ mean for advisers?

Relevance of older qualifications is being put under a microscope

Companies | 11 Nov 20

FCA will not be a ‘zero-failure regulator’

Newly appointed CEO says it will ensure ‘risks are managed and consumers are adequately protected’

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.