Dubai
Dubai regulator fines defunct wealth firm nearly $250,000
After it was suspended for, among other things, illegally promoting an unregulated foreign fund
DFSA decision upheld over ex-Deutsche Bank compliance head
Tribunal found she ‘recklessly misled’ the Dubai regulator about details of the bank’s wealth arm
UAE advisers set for revolutionary change of track
Commission, fees and mis-selling changes to trigger consolidation and elimination of smaller players?
Firms fake Dubai permissions
Regulator confirms no such companies are based in the international financial centre
Date set for seismic UAE legislation to go live
BOD49 has been gazetted and will come into force in six months