DFSA
Middle East | 4 Oct 24
DFSA fines OCS International Finance Limited over ‘mismanaged’ $46m of client funds
The Dubai Financial Services Authority also imposed a fine on the CEO of OCS
Uncategorised | 27 Sep 24
Dubai FSA accepts enforceable undertaking from Baker Tilly MKM Chartered Accountants
The DFSA said it acknowledged Baker Tilly’s cooperation in dealing with this matter
Middle East | 20 Aug 24
DFSA fines ex-Mirabaud Middle East private banker $980,020 for ‘deceptive’ conduct
He has also been banned from holding office or being an employee of a DFSA authorised firm
Novia Global kickstarts international expansion with Dubai launch
The international investment platform also hires principal representative officer