Consumer Duty

Industry | 20 Nov 23

When advisers question their platform, the answers better be good

As advisers expect the platforms they use to support them on securing good client outcomes

Illustration depicting an illuminated neon sign with a fines concept.

Companies | 16 Nov 23

Wealth management sector paid out £3.8m in FCA fines this year

An FOI request by Oxford Risk has revealed

Fees

Companies | 9 Nov 23

Advisers switching fee structures in reaction to Consumer Duty fair value

With 3% of firms still in noncompliance

Industry | 8 Nov 23

75% of advisers concerned about inflation when considering retirement income for clients

While 61% highlighted the challenge of changing regulation

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Companies | 27 Oct 23

The FCA’s 14-point action plan part 2: What you need to know

As financial advisers have a considerable part to play when it comes to making sure the requirements of Consumer Duty are met