Ban
FCA makes mass-marketing ban for mini-bonds permanent
UK financial watchdog introduced a temporary measure at the beginning of 2020
Duo banned after 260 investors duped out of £3.5m
Victims were sold shares of an online marketing company
Former Standard Chartered private banker banned for 21 months
After the Hong Kong financial regulator found he breached the group’s internal policies
Hong Kong financial watchdog hands out two-year ban
They ‘failed to act with due skill, care and diligence and in the best interests of the clients’
FCA abandons work on platform exit fees due to coronavirus
Proposed ban one of the few issues the regulator sought to address following platform market study