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ANNOUNCEMENT: Read more financial articles on our partner site, click here to read more.

Ban

Companies | 15 Apr 21

UK regulator bans and fines financial adviser

After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’

Industry | 29 Mar 21

Child-grooming financial adviser faces ban

He was handed a 22-month prison sentence in 2017, suspended for 18 months

Alternatives | 16 Mar 21

India to ban Bitcoin?

Source suggests trading and holding cryptocurrencies will become illegal

Asia | 19 Jan 21

Aussie regulator bans financial adviser for three years

He ‘failed to provide’ advice in the best interests of his clients

Industry | 10 Dec 20

Unregulated financial adviser with six aliases banned

She was already convicted and disqualified in 2009

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.