Ban
Dubai firm director slams DFSA after failed fine and ban appeal
He says ‘no accusations of fraud or wrong-doing took place’ and ‘no clients’ lost any money
Hong Kong relationship manager banned for 10 years
After ‘misrepresenting’ her academic qualifications to former employers Julius Baer and Bank of Singapore
‘Ethical water’ investment scam directors banned
Scheme ‘robbed a number of elderly people of a large chunk of their life savings’
India eyes crypto ban
But it is considering the introduction of a national digital currency
Alternatives | 18 Oct 21
£116,000 fine and ban for ‘reckless’ pension switching advice
Nearly 50% of client’s retirement pots invested in a high-risk strategy