Ban
Contingent charging ban set to go live
It is expected to trigger greater exodus of advisers from the DB pension transfer market
Advisers continue exodus from DB transfer market
As over 190 firms gave up permissions in the last three months
UK regulator bans financial adviser over £2.3m fraud
After he was sentenced to 30 months’ imprisonment in 2017
Hong Kong regulator bans relationship manager for life
Over a year after he was convicted of fraud
Ex-Guardian Wealth Qatar CEO hit with fine and ban
But financial hardship and coronavirus see the penalty commuted