United Kingdom
UK advice company fails
Months after it received an asset retention requirement from the FCA
UK watchdog takes aim at 133 EEA firms
13 have seen their business restricted and 120 will be removed from ‘regulatory perimeter’
PEOPLE MOVES: HSBC, Candriam, Intelliflo
Private bank names Emea head of Asia coverage, while asset manager hires head of UK distribution
Consultancy firm unveils app to help advice businesses grow
It will equip companies with the skills necessary to ‘accelerate’ plans
Could ‘mystery shopping’ solve the advice sector’s problems?
Bad players could be identified before things get out of hand