Regulation
Regulation | 12 Jul 24
Isle of Man FSA flags future inspections and other activities in new calendar
The aim is to assist firms with their forward planning, particularly in relation to compliance matters
Middle East | 11 Jul 24
Abu Dhabi Global Market launches whistleblowing framework
Entities within the centre will implement proportionate arrangements to support effective whistleblowing by 31 May 2025
Will the new Labour government bring global action on money laundering?
As technology becomes more sophisticated, so too does money laundering
Regulation | 10 Jul 24
FCA actions FATF call for criminal record checks on new firm owners
Currently, the UK regulator requires only risk-based checks on some applicants
Regulation | 8 Jul 24
FCA cautions adviser firms over challenges of overseeing overseas representatives
Advisers should consider terminating agreement with overseas appointed reps if they ‘cannot adequately monitor’ their activities