Regulation
HK’s SFC bans ex-Standard Chartered Bank specialist for life
He is currently not registered with the Hong Kong Monetary Authority or licensed by the SFC
Isle of Man FSA warns of ‘bogus website’ offering range of financial products
The regulator said it had seen emails from the potentially bogus company signed off by a director
SFC secures first conviction against solicitor over secrecy provision breach
This marks first occasion where a Hong Kong practicing solicitor is convicted of secrecy provision offence under SFO
ADGM cuts licence fees for non-financials but others see hike
Financial and tech start-ups see fee hikes
SFC bans fund manager for life plus $1.7m fine for serious misconduct
He ‘began window-dressing Agg’s financial resources when the firm submitted its licence application’