Regulation
Latest news | 12 Dec 25
FCA fines Nationwide Building Society £44m for AML failings
The building society had poor anti-financial crime systems and controls between October 2016 and July 2021
Latest news | 27 Oct 25
ASIC obtains court order to ban adviser linked to collapsed Shield and First Guardian master funds
Ferras Merhi is alleged to have engaged in unconscionable conduct
Latest news | 17 Oct 25
Former Statewide Super executives acquitted on dishonesty charges
The pair were acquitted following a trial in the District Court of South Australia
Financial planning | 30 Sep 25
FCA updates targeted support plans; Aegon warns of premature implementation
Changes to its FCA Handbook to support targeted support proposals
Financial planning | 26 Sep 25
HMRC and watchdog confirm stance on cancelling tax-free pension lump sums
The associated tax consequences cannot be undone