NRI Adviser
CII partnership with Emirates Institute of Finance gets new student cohort underway
The Middle East office of the CII was established in Dubai six years ago
SFC fines Hang Seng Bank HK$66.4m for mis-selling investment products
They did not adequately supervise and monitor the sale of collective investment schemes to clients
Regulation | 29 Jan 25
FCA issues ‘first ever’ fine for transaction reporting failures under MiFIR
It needed to receive complete, accurate and timely transaction reports
Financial planning | 29 Jan 25
P1 Investment Services launches ‘all-in-one’ client-adviser portal
To streamline back-office functions, reduce difficulties of integrating different technology
MainStreet Partners names winners of ESG and sustainability awards
This year, MainStreet Partners has introduced new categories